Subverting Daubert and Frye by Calling Causation Expert a "Treating Physician" (In This Case Ritchie Shoemaker): How One Judge Rejected This Ploy

by Dr. Ronald E. Gots 3 November 08

In a case just decided in the District of Columbia, (Superior Court of the District of Columbia, September 15, 2008 Civil Action 06-7172 B) Dr. Ritchie Shoemaker, a mold/wet damp indoor space disease "expert," was excluded in a Frye decision. In and of itself that would be of marginal interest since he has been excluded many times. The facts and their implications are, however, of considerable interest, potentially broadly applicable and a threat to the very existence of Daubert and related gatekeeper precedents (at least for medical experts).

The plaintiff argued that Dr. Shoemaker was proffered, not as an opinion expert, but as a treating physician, thereby immunizing him from a motion to exclude his testimony. I do not know whether such an argument has been made and, more importantly, upheld, in Federal or State courts. I can tell you that in this case, in the District of Columbia, the Judge was having none of that argument. To quote her:

To illustrate the point, if a court would exclude the testimony of a doctor who believes that a plaintiff's respiratory symptoms were in fact widget disease caused by the cost of widgets in Western Samoa, (a disease not accepted in the scientific community), curable by the doctor's wand-waving treatments (again that have no acceptance in the scientific community), the same testimony should be excluded as unreliable, even if plaintiff sought treatment from the doctor and allegedly obtained the wand-waving cure.

Judge Ronna Lee Beck, therefore, saw no difference between improperly-founded expert testimony put forth by a "treating" physician versus the same testimony offered by a hired expert. Because of that view, when plaintiff's counsel refused to participate in a Frye hearing following a motion in limine to exclude Dr. Shoemaker's testimony, the Judge ruled that he could not testify to his diagnosis, to causation, or to his reasons for treatment. She further decided to bifurcate the trial separating liability from damages. Whether or not she would permit Dr. Shoemaker to testify to damages was undecided in this ruling. (It makes little sense that he could offer such testimony without piggybacking on the excluded areas of testimony.) Whether her decision will be upheld on appeal, we have no way of knowing. However, what is clear, is that this was an excellent ruling for the defendants, with whom we worked in this matter. What is also clear, is that this type of tactical approach threatens the basic intent of Frye and Daubert. Any number of fringe practitioners or junk science "experts" could readily insulate their testimony from any and all challenges, were they immune because they were called "treating physicians."

The full decision is available by clicking here. I would appreciate any input from our attorney friends reading this who might have knowledge of such precedents.

Ronald E. Gots, M.D., Ph.D.
THE NMAS GROUP
2301 Research Boulevard
Suite 210
Rockville, MD 20850-3204
800-566-1669
info@nmas.com

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